Financial Services and Trading Webinars

• 60 Mins

While the issuance of mortgage-backed securities virtually stopped in the wake of the financial crisis, it has recently begun to grow rapidly due largely to the popularity of Non-Qualified (non-QM) loans....

By Internal Team

• 60 Mins

FinCEN has issued substantial new AML requirements focused on a major expansion of Know Your Customer into what is now Customer Due Diligence, CDD. It goes far beyond knowledge of the Customer Legal Entit...

By Internal Team

• 60 Mins

This webinar will cover the affirmative action compliance obligations that impact banks, including compliance obligations under Executive Order 11246 (affirmative action for women and minorities), Section...

By Internal Team

• 60 Mins

During this webinar, we will discuss the Nacha operating rules and how they impact your organization or specifically, your role. Due to the ever-changing regulatory landscape for financial institutions, r...

By Internal Team

• 60 Mins

During this webinar, we will review a definition of an unfair act or practice, and unfair and deceptive credit under UDAAP, and unfair debt collection under the Fair Debt Collection Practices Act. Due to...

By Internal Team

• 60 Mins

Employee background checks are an inescapable reality for financial institutions. And while developing and administering an appropriate background check program has always presented tricky compliance issu...

By Internal Team